Complaints Board – Flying Calls

Complaint Board

SEBI RIA Compliance & Complaints Data

Compliance Data (for Annual Compliance Audit of SEBI RIA)

The Disclosure with respect to compliance with the Annual compliance audit requirement under Regulation 19(3) of the SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for the last and the current financial year are as under:

Compliants Data

Data for the month ending Aug 2025

S. No	Received From	Pending at the End of Last Month	Received	Resolved*	Total Pending#	Pending Complaints > 3 Months	Average Resolution Time (in days)
1	Directly from Investors	0	0	0	0	0	0
2	SEBI (SCORES)	0	0	0	0	0	0
3	Other Sources (if any)	0	0	0	0	0	0
4	Grand Total	0	0	0	0	0	0

Trend of Monthly Disposal of Complaints

S.No.	Month	Carried Forward from Previous Month	Received	Resolved*	Pending#
1	July, 2025	0	0	0	0
2	June, 2025	0	0	0	0
3	May, 2025	0	0	0	0

Trend of Annual Disposal of Complaints

S.No	Year	Carried Forward from Previous Month	Received	Resolved*	Pending#
1	2018-2019	0	0	0	0
2	2019-2020	0	0	0	0
3	2020-2021	0	0	0	0
4	2021-2022	0	0	0	0
5	2022-2023	0	0	0	0
6	2023-2024	0	0	0	0
	Grand Total	0	0	0	0

Grievance Redressal Policy/Mechanism

The Grievance Redressal mechanism is ONLY available to clients of the Investment Advisor (RIA). The clients are only those individuals/entities with whom the Investment Advisor (RIA) has signed an investment advisory agreement. Since social media is filled with fake/unregistered/imposters looking to dupe people, please refer to the Beware of Impostors page and become aware of the risks, and avoid working with unregistered people if you want access to Grievance Redressal mechanism provided by SEBI to raise an issue against any SEBI intermediary.

In case of any issue/complaint (only for clients having investment advisory agreements with the RIA) against the Investment Adviser (INA200009564), please write to flyingcalls@gmail.com.

If your issue/complaint (only for clients having investment advisory agreements with the RIA) is not resolved to your satisfaction within 30 days, you can raise a complaint on the SEBI Scores website or mobile app.

If you (only for clients having investment advisory agreements with the RIA) are still unsatisfied with the response of the Investment Advisor, you may access the common ODR Portal (https://smartodr.in/). Your attention is drawn to the SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023 on “Online Resolution of Disputes in the Indian Securities Market”.

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We specialize in providing professional research analyst services that help our clients build sustainable wealth while managing downside risks effectively.

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Contact

Feel free to contact & reach us !